RISK AND COMPLIANCE OFFICER VACANCY

Risk and Compliance Officer 2015
April 7, 2015 Job Description

• To ensure that applicable legislation is being complied with by staff by regularly reviewing and monitoring compliance processes as well as day-to-day compliance to legislation and regulations.
• To challenge and escalate (within the defined escalation framework) where deemed appropriate.
• To report on compliance breaches.
• To facilitate resolution on compliance breaches.
• To assist in mitigation on compliance risk.
• To regularly review and monitor compliance processes as well as day-to-day compliance to legislation and regulations.
• T O provide support and assistance to Business Unit management to embed risk management and challenges risk management information where appropriate.
• To make recommendations in ensuring that risk processes (risk assessment, identification, reporting and optimisation) occur at Business Unit level.
• Other duties as assigned.

Education and Qualifications

• Business related degree;
• Professional qualifications e.g. CPA/ACCA/CFA/ACII/FIA/FFA will be an added advantage;
• Five years’ experience in the financial services industry in Risk, Compliance, Operations, Legal, Finance, Actuarial and Audit
• Ability to provide guidance and leadership on corporate risk matters
• Demonstrate good communication and leadership skills with high personal integrity
• Ability to actively participate in team activities and achieve results within the broader team objectives.
• Good communication skills
• Good interpersonal skills
• Demonstrate excellent presentation and negotiation skills
• Organized, analytical and computer literate.
• Very familiar with the current and proposed Capital Markets Act and Regulations
• Self-motivated and self-driven individual with prospective personal development within the company.

How to Apply
http://careers.oldmutual.co.ke/